Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-10-31 |
| MS | RA | APPROVED | 2024-05-07 |
| AL | RA | APPROVED | 2024-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intl Fcstone Financial Inc. | Birmingham | AL | 09/2017 | 10/2018 |
| Univesity Of South Alabama | Mobile | AL | 08/2013 | 07/2017 |
| Knights Of Columbus Insurance | Huntsville | AL | 11/2018 | Present |
MUSICIAN NOT INVESTMENT RELATED START DATE: 06/01/2018 NATURE OF BUSINESS: PERFORMING LIVE MUSIC HOURS PER MONTH: 4 HOURS DURING SECURITIES TRADING HOURS: ZERO DESCRIPTION OF DUTIES: SINGING/PLAYING GUITAR the name of the other business; Knights of Columbus Insurance whether the business is investment-related; Yes the address of the other business; 15003 Collier Drive SE Huntsville, AL 35803 the nature of the other business; Insurance your position; Agent title, or relationship with the other business; Assistant General Agent the start date of your relationship; 11/2018 the approximate number of hours/month you devote to the other business; 40/week the number of hours you devote to the other business during securities trading hours; 40 and briefly describe your duties relating to the other business; Helping families with their insurance needs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-24 |
Reach out to this advisor