Lee Robert Gorgas

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-05-19

FL RA
APPROVED

Since 2022-05-19

Branch Locations

4304 W Boy Scout Blvd., Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade, Inc.	St. Petersburg	FL	09/2017	12/2022
Central Portfolio Control	Chesterfield	MO	10/2012	08/2017
Td Ameritrade Investment Management, Llc	St. Petersburg	FL	06/2021	12/2022
Charles Schwab And Co., Inc.	Tampa	FL	12/2022	Present
Charles Schwab Bank Ssb	Tampa	FL	10/2022	Present

09/2017 → 12/2022

Td Ameritrade, Inc.

St. Petersburg, FL
10/2012 → 08/2017

Central Portfolio Control

Chesterfield, MO
06/2021 → 12/2022

Td Ameritrade Investment Management, Llc

St. Petersburg, FL
12/2022 → Present

Charles Schwab And Co., Inc.

Tampa, FL
10/2022 → Present

Charles Schwab Bank Ssb

Tampa, FL

Previous Registrations

2021-06-17 → 2022-12-16

Td Ameritrade Investment Management, Llc

Wildwood, MO

St. Petersburg, FL
2021-06-17 → 2022-10-14

Td Ameritrade, Inc.

St. Louis, MO

Wildwood, MO

St. Petersburg, FL

St. Petersburg, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-15
S63	Uniform Securities Agent State Law Examination	2018-01-03

S66 Uniform Combined State Law Examination

2021-06-15
S63 Uniform Securities Agent State Law Examination

2018-01-03