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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-03
TX RA APPROVED 2026-06-03
  • MI RA
    APPROVED
    Since 2026-06-03
  • TX RA
    APPROVED
    Since 2026-06-03

Branch Locations

3000 Town Center Ste 2800, Southfield, MI 48075 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Southfield MI 06/2026 Present
Guardian Life Insurance Company Southfield MI 09/2017 Present
Law Office Of James E. Darden Ii Pllc Westland MI 06/2011 Present
Park Avenue Securities Southfield MI 09/2017 01/2023
Mml Investors Services, Llc Southfield MI 01/2023 06/2026
Massmutual Life Insurance Company Southfield MI 01/2023 Present
  • 06/2026 → Present
    Southfield, MI
  • 09/2017 → Present
    Guardian Life Insurance Company
    Southfield, MI
  • 06/2011 → Present
    Law Office Of James E. Darden Ii Pllc
    Westland, MI
  • 09/2017 → 01/2023
    Park Avenue Securities
    Southfield, MI
  • 01/2023 → 06/2026
    Southfield, MI
  • 01/2023 → Present
    Massmutual Life Insurance Company
    Southfield, MI
Previous Registrations
Other Businesses

1. 05/2026 – Law Office of James E. Darden II PLLC– Attorney/ Legal Services– Not Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Wyandotte MI 48192 – OBA Start Date: 01/03/2013 2. 05/2026 –James Darden– Notary – Not Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Wyandotte MI 48192 – OBA Start Date: 12/08/2021 3. 05/2026– Real Estate Rental – Real Estate Rental – Inv Related – 2 Hour(s)/Month – 0 Hour(s) During Trading – Westland MI 48186 – OBA Start Date: 01/01/2020 4. 05/2026 – James Darden – Non-Variable Insurance – Inv Related – 25 Hour(s)/Month – 25 Hour(s) During Trading – Southfield MI 48075 – OBA Start Date: 01/15/2023 5. 05/2026 – FORTRESS FINANCIAL PLANNING – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported Business Location (s)– OBA Start Date: 5/27/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-01
  • S66 Uniform Combined State Law Examination
    2021-12-01
Other Names
  • James Darden
  • James Earl Darden
  • James E Darden
  • James Earl Darden

View on SEC IAPD

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