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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-25 |
Branch Locations
Winchester, CA • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Compton | CA | 07/2017 | 10/2017 |
| University Of California, Davis | Davis | CA | 09/2015 | 06/2017 |
| Axa-Advisors, Llc | New York | NY | 11/2017 | 08/2018 |
| Unemployed | Compton | CA | 08/2018 | 01/2019 |
| Axa Advisors Llc | Los Angeles | CA | 01/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2019 | 06/2021 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 06/2021 | Present |
INSURANCE Is Not Investment Related, "177 E Colorado Blvd, Suite 200, Pasadena, CA, 91105, United States", Fixed Insurance and Annuity Business,Agent,2021-06-24,10 hours per month, 5 hours per month during trading hours, Commission Compensation, "Based on clients needs, sometimes it is necessary to utilize term Life, UL, Whole Life, Fixed annuities, Fixed Indexed Annuities as well as MYGAs" LA PENSION PLANNERS POSITION: Financial Professional NATURE: Financial Services INVESTMENT RELATED: Is Investment Related, START DATE: 2021-06-09, HOURS PER month: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation DESCRIPTION: DBA related to Financial Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-22 |
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