Luciano Otavio Duque

Current Employers

Sardona Global Advisors Llc

Aventura, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-12

FL RA
APPROVED

Since 2026-03-12

Branch Locations

Aventura, FL • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Duque Investment Group	Miami	FL	01/2008	01/2017
Latinpago	Ciudad De Panama		01/2010	01/2017
Unemployed	Kansas City	MO	01/2017	10/2017
Morgan Stanley	Kansas City	MO	11/2017	10/2019
Morgan Stanley Private Bank, N.A.	New York	NY	11/2017	10/2019
Solomon Capital Management	Jacksonville	FL	02/2020	Present
Sw Financial	Melville	NY	10/2019	09/2021
Securitize Markets, Llc	New York	NY	10/2021	Present

01/2008 → 01/2017

Duque Investment Group

Miami, FL
01/2010 → 01/2017

Latinpago

Ciudad De Panama
01/2017 → 10/2017

Unemployed

Kansas City, MO
11/2017 → 10/2019

Morgan Stanley

Kansas City, MO
11/2017 → 10/2019

Morgan Stanley Private Bank, N.A.

New York, NY
02/2020 → Present

Solomon Capital Management

Jacksonville, FL
10/2019 → 09/2021

Sw Financial

Melville, NY
10/2021 → Present

Securitize Markets, Llc

New York, NY

Previous Registrations

2018-02-08 → 2019-10-16

Morgan Stanley

Kansas City, MO

Other Businesses

C3 Bullion: Mining advisory firm that provides mining financing. Luciano Duque is the CEO of C3 Bullion. SOLOMON CAPITAL MANAGEMENT NON-INVESTMENT RELATED; 12517 BEACH BLVD, UNIT 1608, JACKSONVILLE, FL 32246,Owner/CEO, BUSINESS CONSULTANT - GENERAL BUSINESS OPERATION CONSULTING AND SPECIFICALLY RELATED TO IT AND SOFTWARE SOLUTIONS, STARTED FEBRUARY, 2020; 10 HRS/MONTH, PAID VIA PROFITS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-28
S66	Uniform Combined State Law Examination	2018-02-08

S65 Uniform Investment Adviser Law Examination

2026-02-28
S66 Uniform Combined State Law Examination

2018-02-08

Other Names

Luciano Octavio Duque
Luciano O Duque

View on SEC IAPD