Caitlin Cherie Spain

Current Employers

Ima Advisory Services, Inc.

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-05-26

CO RA
APPROVED

Since 2026-05-26

Branch Locations

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trilogy Capital Inc	Denver	CO	12/2017	Present
Trilogy Financial Services	Denver	CO	09/2017	Present
Planet Laboratories	Denver	CO	08/2016	09/2017
Simplicity Laser	Denver	CO	03/2016	09/2016
Lpl Financial Services	Denver	CO	09/2017	Present

12/2017 → Present

Trilogy Capital Inc

Denver, CO
09/2017 → Present

Trilogy Financial Services

Denver, CO
08/2016 → 09/2017

Planet Laboratories

Denver, CO
03/2016 → 09/2016

Simplicity Laser

Denver, CO
09/2017 → Present

Lpl Financial Services

Denver, CO

Previous Registrations

2018-03-16 → 2026-05-08

Trilogy Capital, Inc.

Denver, CO

Irvine, CA

Other Businesses

1) 2017: Licensed masseuse and esthetician. Non-investment related. Less than 1 hour per month. 2) 7/7/2022: Zumba Instructor. Various locations. Not investment related. Less than 8 hours per month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-16

S65 Uniform Investment Adviser Law Examination

2018-03-16

Other Names

Caitlin Spain Elizondo
Caitlin Elizondo
Caitlin Cherie Spain Elizondo

View on SEC IAPD