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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-10-15 |
| CA | RA | APPROVED | 2023-04-13 |
| TX | RA | APPROVED | 2023-04-12 |
Branch Locations
555 California St, San Francisco, CA 94104 • United States
3075A Hansen Way, Palo Alto, CA 94304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Jose | CA | 08/2017 | 10/2018 |
| Fm Usa Inc. (Forbes Marshall Usa) | Palo Alto | CA | 12/2013 | 06/2017 |
| Morgan Stanley Private Bank, National Association | San Jose | CA | 12/2017 | 10/2018 |
| Jp Morgan Securities, Llc | Cupertino | CA | 11/2018 | 04/2023 |
| Jp Morgan Chase Bank, N.A. | Cupertino | CA | 11/2018 | 04/2023 |
| Forbes Marshall Canada, Inc. | 2425 Mississauga, Ontario | 12/2017 | 02/2021 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 04/2023 | Present |
| Bank Of America, N.A. | San Francisco | CA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-27 |
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