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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-10-15
CA RA APPROVED 2023-04-13
TX RA APPROVED 2023-04-12
  • NM RA
    APPROVED
    Since 2025-10-15
  • CA RA
    APPROVED
    Since 2023-04-13
  • TX RA
    APPROVED
    Since 2023-04-12

Branch Locations

555 California St, San Francisco, CA 94104 • United States

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Jose CA 08/2017 10/2018
Fm Usa Inc. (Forbes Marshall Usa) Palo Alto CA 12/2013 06/2017
Morgan Stanley Private Bank, National Association San Jose CA 12/2017 10/2018
Jp Morgan Securities, Llc Cupertino CA 11/2018 04/2023
Jp Morgan Chase Bank, N.A. Cupertino CA 11/2018 04/2023
Forbes Marshall Canada, Inc. 2425 Mississauga, Ontario 12/2017 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 04/2023 Present
Bank Of America, N.A. San Francisco CA 06/2023 Present
  • 08/2017 → 10/2018
    San Jose, CA
  • 12/2013 → 06/2017
    Fm Usa Inc. (Forbes Marshall Usa)
    Palo Alto, CA
  • 12/2017 → 10/2018
    Morgan Stanley Private Bank, National Association
    San Jose, CA
  • 11/2018 → 04/2023
    Cupertino, CA
  • 11/2018 → 04/2023
    Jp Morgan Chase Bank, N.A.
    Cupertino, CA
  • 12/2017 → 02/2021
    Forbes Marshall Canada, Inc.
    2425 Mississauga, Ontario
  • 04/2023 → Present
    San Francisco, CA
  • 06/2023 → Present
    Bank Of America, N.A.
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-27
  • S66 Uniform Combined State Law Examination
    2017-11-27
Other Names
  • Sharam Pavri
  • Sharam F Pavri

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