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Redondo Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mercer Global Advisors Inc. | Omaha | NE | 07/2017 | 01/2018 |
| Student | Omaha | NE | 08/2007 | 05/2017 |
| Mercer Global Advisors Inc. | Omaha | NE | 01/2018 | 06/2018 |
| Mercer Global Advisors Inc. | Newport Beach | CA | 06/2018 | 06/2019 |
| Leisure Capital Management, Inc. | Costa Mesa | CA | 07/2019 | 08/2026 |
| Dundee Capital Management Llc | Redondo Beach | CA | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-03 |
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