Daphne Denise Willis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2021-01-13

GA RA
APPROVED

Since 2021-01-13

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America Merrill Lynch	Atlanta	GA	03/2004	11/2019
Bank Of America Merrill Lynch	Atlanta	GA	11/2019	Present

03/2004 → 11/2019

Bank Of America Merrill Lynch

Atlanta, GA
11/2019 → Present

Bank Of America Merrill Lynch

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-11

S66 Uniform Combined State Law Examination

2021-01-11

Other Names

Daphne Brown
Daphne D Dillis
Daphne Willis

View on SEC IAPD

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