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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-20 |
| CT | RA | APPROVED | 2023-09-21 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
221 Norwich/New London Tp Ms: Ct-079, Montville, CT 06382 • United States
1187 Boston Post Road Mailstop: Ct-94, Westbrook, CT 06498 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Cromwell | CT | 06/2016 | 04/2019 |
| Citizens Securities, Inc | Cromwell | CT | 08/2017 | 04/2019 |
| Wells Fargo Bank, Na | Wallingford | CT | 04/2019 | 08/2021 |
| Wells Fargo Clearing Services, Llc | Wallingford | CT | 05/2019 | 08/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2021 | 07/2022 |
| Cetera Investment Advisers Llc | East Hartford | CT | 08/2021 | 07/2022 |
| Wells Fargo Clearing Services, Llc | North Haven | CT | 08/2022 | 09/2023 |
| Wells Fargo Bank, Na | North Haven | CT | 07/2022 | 09/2023 |
| Citizens Securities, Inc | Westwood | CT | 09/2023 | 09/2024 |
| Citizens Bank, N/A | North Haven | CT | 09/2023 | 09/2024 |
| Citizens Securities, Inc. | Westbrook | CT | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-31 |
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