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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| HI | RA | APPROVED | 2020-05-18 |
Branch Locations
4525 Panako Rd, Waimea, HI 96796 • United States
5-4280 Kuhlo Hwy, Princeville, HI 96722 • United States
4-1366 Kuhio Hwy, Kapaa, HI 96746 • United States
4454 Nuhou Street Suite 1000, Lihue, HI 96766 • United States
3506 Waikomo Road, Koloa, HI 96756 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Honolulu | HI | 08/2017 | 05/2020 |
| Hawaii State Senate | Honolulu | HI | 11/2015 | 07/2017 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 05/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Honolulu | HI | 05/2020 | Present |
| First Hawaiian Bank | Honolulu | HI | 05/2020 | Present |
(1)Name of Business: First Hawaiian Advisors DBA Address: 4494 Nuhou Street, Suite 1000, Lihue, HI Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: No Start Date: 05/18/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Servicing existing client base and acquiring new clients through comprehensive planning process with customers. Profiles customer for information and assists with account opening, transaction, and servicing customer accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-27 |
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