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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-03-07
  • PA RA
    APPROVED
    Since 2023-03-07

Branch Locations

201 Rock Lititz Blvd Suite 54-Lfg, Lititz, PA 17543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Lancaster PA 11/2016 11/2019
Mml Investors Services Lancaster PA 02/2018 11/2019
X-Cabrini Run Llc East Earl PA 08/2017 01/2018
Aeropostale Lancaster PA 10/2015 11/2016
Chili's Lancaster PA 07/2018 11/2018
American Portfolios Financial Services, Inc. Lancaster PA 11/2019 02/2023
Ambassador Advisors, Llc Lancaster PA 01/2020 02/2023
Silver Oak Securities Jackson TN 03/2023 Present
  • 11/2016 → 11/2019
    Massmutual
    Lancaster, PA
  • 02/2018 → 11/2019
    Mml Investors Services
    Lancaster, PA
  • 08/2017 → 01/2018
    X-Cabrini Run Llc
    East Earl, PA
  • 10/2015 → 11/2016
    Aeropostale
    Lancaster, PA
  • 07/2018 → 11/2018
    Chili's
    Lancaster, PA
  • 11/2019 → 02/2023
    American Portfolios Financial Services, Inc.
    Lancaster, PA
  • 01/2020 → 02/2023
    Ambassador Advisors, Llc
    Lancaster, PA
  • 03/2023 → Present
    Silver Oak Securities
    Jackson, TN
Previous Registrations
Other Businesses

1). Leon Insurance Group,Is Not Investment Related,935 Dale Dr, , Lititz, PA, 17543, United States,Life Insurance & Fixed Annuity Sales,Insurance Broker,2023-02-28,160 hours per month,160 hours per month during trading hours,Commission Compensation,Assist clients in finding the best insurance product to fit their needs. 2) Leon Financial Group,Is Investment Related,"201 Rock Lititz Blvd, Suite 54-LFG, Lititz, PA, 17543, United States",Financial Services,Owner,8/3/2024,180 hours per month,160 hours per month during trading hours,Fee Based Compensation,DBA for new business where 1099 income will be flowing through. 3) Leon Financial Group,Is Not Investment Related,"935 Dale Dr, , Lititz, PA, 17543, United States",Health Insurance,Medicare Agent,11/4/2024,40 hours per month,20 hours per month during trading hours,Commission Compensation,Assist prospects and clients in completing Medicare decisions and enrollments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-18
S63 Uniform Securities Agent State Law Examination 2018-11-06
  • S65 Uniform Investment Adviser Law Examination
    2019-04-18
  • S63 Uniform Securities Agent State Law Examination
    2018-11-06
Other Names
  • Joseph L Leon
  • Joseph Louis Leon
  • Joey Leon

View on SEC IAPD

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