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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| CA | RA | APPROVED | 2022-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Calabasas | CA | 06/2017 | 08/2017 |
| Axa Advisors, Llc | Woodland Hills | CA | 08/2017 | 10/2019 |
| Axa Advisors | Woodland Hills | CA | 01/2018 | 10/2019 |
| Jpmorgan Chase Bank, N.A. | Del Mar | CA | 11/2019 | 07/2022 |
| Jp Morgan Securities Llc | Del Mar | CA | 11/2019 | 07/2022 |
| Sonoma State University | Rohnert Park | CA | 08/2013 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 08/2022 | Present |
| Bank Of America, N.A. | San Diego | CA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-22 |
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