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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | City Of Industry | CA | 08/2017 | 08/2018 |
| East Lion Corp | City Of Industry | CA | 07/2005 | 07/2017 |
| The Prudential Insurance Company Of America | City Of Industry | CA | 10/2017 | 08/2018 |
| Jpmorgan Chase Bank, N.A. | Agoura Hills | CA | 09/2018 | 05/2019 |
| J.P. Morgan Securities Llc | Agoura Hills | CA | 09/2018 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sherman Oaks | CA | 05/2019 | 01/2020 |
| Bank Of America, N.A. | Santa Monica | CA | 02/2020 | 06/2021 |
| Fidelity Investments | Merrimack | NH | 07/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-115037|OrgNmn:Koala Kids Wear LLC|Org Addr:Springfiel,New Jersey,US|OBA Nature:Children's wear online retail|Invst Rel:N|Title:Managing member|Duties:Purchase and inventory control|StrtDt:01-17-25|TotHrs/mon:15|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-16 |
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