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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-19
  • WI RA
    APPROVED
    Since 2024-01-19

Branch Locations

Elkhorn, WI • United States

555 Industrial Drive Ste 11, Hartland, WI 53029 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D&L Financial Advisors Llc Hartland WI 08/2017 Present
Menards Waukesha WI 05/2015 02/2017
Bmo Harris Bank Hartland WI 01/2017 12/2017
Woodbury Financial Services Inc Hartland WI 06/2021 01/2024
Osaic Wealth, Inc. Hartland WI 01/2024 Present
  • 08/2017 → Present
    D&L Financial Advisors Llc
    Hartland, WI
  • 05/2015 → 02/2017
    Menards
    Waukesha, WI
  • 01/2017 → 12/2017
    Bmo Harris Bank
    Hartland, WI
  • 06/2021 → 01/2024
    Woodbury Financial Services Inc
    Hartland, WI
  • 01/2024 → Present
    Hartland, WI
Previous Registrations
  • 2022-10-10 → 2024-01-19
    Woodbury Financial Services, Inc.
    Hartland, WI
Other Businesses

1) D&L FINANCIAL ADVISORS LLC POSITION: Administrative Assistant NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 08/15/2019 ADDRESS: 555 S Industrial Dr. Suite 11, Hartland WI 53029, United States DESCRIPTION: D&L Financial Advisors pays my hourly wage to support Lori, as the office advisor. 2) LIFE INSURANCE POSITION: Agent NATURE: Agent selling Life Insurance when applicable. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2021 ADDRESS: 555 S Industrial Dr Ste 11, Hartland WI 53029, United States DESCRIPTION: Sell Life Insurance to clients when requested and when appropriate. 3) NGL FUNERAL TRUST POSITION: Agent NATURE: Agent for Funeral Trust Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 555 S Industrial Dr., Suite 11, Hartland WI 53029, United States DESCRIPTION: Sell Funeral trust when needed for clients. 4) NOTARY POSITION: Notary NATURE: Notary. I do not charge to notarize. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/21/2025 ADDRESS: 555 S Industrial Dr., Suite 11, HARTLAND WI 53029, United States DESCRIPTION: Notarize for clients as needed. 5) LIFE INSURANCE POSITION: Agent NATURE: Agent selling Life Insurance when applicable. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2021 ADDRESS: 555 S Industrial Dr Ste 11, Hartland WI 53029, United States DESCRIPTION: Sell Life Insurance to clients when requested and when appropriate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-07
  • S66 Uniform Combined State Law Examination
    2022-10-07
Other Names
  • Brandi Lynn Brewer

View on SEC IAPD

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