Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
555 Industrial Drive Ste 11, Hartland, WI 53029 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D&L Financial Advisors Llc | Hartland | WI | 08/2017 | Present |
| Menards | Waukesha | WI | 05/2015 | 02/2017 |
| Bmo Harris Bank | Hartland | WI | 01/2017 | 12/2017 |
| Woodbury Financial Services Inc | Hartland | WI | 06/2021 | 01/2024 |
| Osaic Wealth, Inc. | Hartland | WI | 01/2024 | Present |
1) D&L FINANCIAL ADVISORS LLC POSITION: Administrative Assistant NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 08/15/2019 ADDRESS: 555 S Industrial Dr. Suite 11, Hartland WI 53029, United States DESCRIPTION: D&L Financial Advisors pays my hourly wage to support Lori, as the office advisor. 2) LIFE INSURANCE POSITION: Agent NATURE: Agent selling Life Insurance when applicable. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2021 ADDRESS: 555 S Industrial Dr Ste 11, Hartland WI 53029, United States DESCRIPTION: Sell Life Insurance to clients when requested and when appropriate. 3) NGL FUNERAL TRUST POSITION: Agent NATURE: Agent for Funeral Trust Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 555 S Industrial Dr., Suite 11, Hartland WI 53029, United States DESCRIPTION: Sell Funeral trust when needed for clients. 4) NOTARY POSITION: Notary NATURE: Notary. I do not charge to notarize. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/21/2025 ADDRESS: 555 S Industrial Dr., Suite 11, HARTLAND WI 53029, United States DESCRIPTION: Notarize for clients as needed. 5) LIFE INSURANCE POSITION: Agent NATURE: Agent selling Life Insurance when applicable. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2021 ADDRESS: 555 S Industrial Dr Ste 11, Hartland WI 53029, United States DESCRIPTION: Sell Life Insurance to clients when requested and when appropriate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-07 |
Reach out to this advisor