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Sarah Ann Ward

Curi Capital, LLC

Chicago, IL

St Joseph, MI

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Current Employers
Curi Capital, Llc

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-12-03
  • MI RA
    APPROVED
    Since 2025-12-03

Branch Locations

One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States

500 Momany Drive Suite 200, St Joseph, MI 49085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Saint Joseph MI 08/2017 10/2022
Four Winds Casino New Buffalo MI 08/2016 08/2017
Hornor, Townsend & Kent, Llc Horsham PA 10/2022 02/2024
Drucker Wealth Woodcliff Lake NJ 02/2024 08/2025
Curi Capital St. Joseph MI 09/2025 Present
  • 08/2017 → 10/2022
    Stifel
    Saint Joseph, MI
  • 08/2016 → 08/2017
    Four Winds Casino
    New Buffalo, MI
  • 10/2022 → 02/2024
    Hornor, Townsend & Kent, Llc
    Horsham, PA
  • 02/2024 → 08/2025
    Drucker Wealth
    Woodcliff Lake, NJ
  • 09/2025 → Present
    Curi Capital
    St. Joseph, MI
Previous Registrations
Other Businesses

Business Name: Hobby | Not investment related | Located: residential address | Nature / Duties: Jewelry making | Position/Tile: Owner | Start Date: 02/07/2025| Hours Per Month: Approximately 20 | Hours During Trading Hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-26
  • S66 Uniform Combined State Law Examination
    2021-02-26
Designations
Other Names
  • Sarah Ann Nelson

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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