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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-09-02
  • NJ RA
    APPROVED
    Since 2020-09-02

Branch Locations

73 Mountainview Blvd, Basking Ridge, NJ 07920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affinity Federal Credit Union Basking Ridge NJ 08/2017 Present
Bandsaw Tire Warehouse Kenilworth NJ 06/2016 07/2017
Lpl Financial Llc Basking Ridge NJ 02/2018 Present
  • 08/2017 → Present
    Affinity Federal Credit Union
    Basking Ridge, NJ
  • 06/2016 → 07/2017
    Bandsaw Tire Warehouse
    Kenilworth, NJ
  • 02/2018 → Present
    Basking Ridge, NJ
Other Businesses

1)07/10/2019 - AFFINITY INVESTMENT SERVICES - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-31
S63 Uniform Securities Agent State Law Examination 2019-10-02
  • S65 Uniform Investment Adviser Law Examination
    2020-08-31
  • S63 Uniform Securities Agent State Law Examination
    2019-10-02

View on SEC IAPD

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