Brian Joseph Nethery

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-06-19
TX	RA	APPROVED_RES	2017-04-27
CA	RA	APPROVED	2015-10-16
WI	RA	APPROVED	2015-10-16

FL RA
APPROVED

Since 2017-06-19
TX RA
APPROVED_RES

Since 2017-04-27
CA RA
APPROVED

Since 2015-10-16
WI RA
APPROVED

Since 2015-10-16

Branch Locations

12075 N. Corporate Parkway Suite 200, Mequon, WI 53092 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W Baird	Mequon	WI	10/2015	Present

10/2015 → Present

Robert W Baird

Mequon, WI

Previous Registrations

2006-12-01 → 2015-10-20

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

Mequon, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-07
S63	Uniform Securities Agent State Law Examination	2000-04-07

S65 Uniform Investment Adviser Law Examination

2007-12-07
S63 Uniform Securities Agent State Law Examination

2000-04-07

Other Names

Brian J Nethery

View on SEC IAPD