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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-09-30
TX RA APPROVED 2018-05-17
TN RA APPROVED 2018-03-05
  • GA RA
    APPROVED
    Since 2021-09-30
  • TX RA
    APPROVED
    Since 2018-05-17
  • TN RA
    APPROVED
    Since 2018-03-05

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Knoxville TN 08/2017 Present
Valdosta State University Valdosta GA 08/2012 05/2017
Universite De Caen Caen 08/2016 12/2016
Craft On Draft Valdosta GA 04/2016 07/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-01
  • S66 Uniform Combined State Law Examination
    2018-03-01
Other Names
  • Mitchell Stratton

View on SEC IAPD

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