Tracy Dale Galloway

Current Employers

Holmes Investment Management, Inc.

839 Pleasant Street Rear, Brockton, MA 02301 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED_RES	2017-09-25

MA RA
APPROVED_RES

Since 2017-09-25

Branch Locations

P.O. Box 550, Wrentham, MA 02093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Holmes Investment Management, Inc.	Brockton	MA	08/2017	Present
Galloway Law & Consulting	Wrentham	MA	10/2013	Present

08/2017 → Present

Holmes Investment Management, Inc.

Brockton, MA
10/2013 → Present

Galloway Law & Consulting

Wrentham, MA

Other Businesses

(1) GALLOWAY LAW & CONSULTING, NOT INVESTMENT RELATED, WRENTHAM, MA, START: 10/2013, OWNER/ATTORNEY PRACTICING DOMESTIC RELATIONS LAW, 40 HOURS/WEEK. (2) FIDUCIARY FOR THE DEPARTMENT OF VETERANS AFFAIRS, WHICH INVOLVES BEING A REPRESENTATIVE PAYEE FOR INDIVIDUAL VETERANS.

Current Employers

Holmes Investment Management, Inc.

Disclosures

Employment History

Other Businesses

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