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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2022-07-14 |
Branch Locations
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Meredith, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gnerre Projects Inc | Meredith | NH | 06/2000 | 03/2017 |
| Dak Financial Group | Meredith | NH | 08/2016 | Present |
| Mhp-Asset Management | Tilton | NH | 09/2017 | 01/2020 |
| Sawtooth Solutions, Llc | Meredith | NH | 01/2020 | 08/2022 |
| Simplicity Wealth | Summit | NJ | 06/2022 | Present |
| Lakes Financial | Meredith | NH | 04/2023 | Present |
DAK Financial; Investment Related or Not Investment Related: Investment related; Address: 36 Country Club Road, Gilford NH 03249; Description of business: Insurance; Title: Insurance Consultant; Start Date: 08/2016; The approximate number of hours/month you devote to the other business: 10; The number of hours you devote to the other business during securities trading hours: 10; Description of other business: I work with a business DAK Financial Group, were the owner of the company David Kutcher has solely an insurance license. I work in the office as an IAR and also share in a portion of the commissions related to our insurance business. As part of DAK financial groups succession planning I am paid a portion of trail commissions from previously written business. I am also compensated for processing insurance applications on a percase basis. Elena Larson; Investment Related or Not Investment Related: Investment related; Address: 7 Sachem Cove Road, Meredith NH 03253; Description of business: Insurance; Title: Licensed independent insurance agent; Start Date: 08/2016; The approximate number of hours/month you devote to the other business: 10; The number of hours you devote to the other business during securities trading hours: 10; Description of other business: Insurance sales. Kutcher Financial Services LLC--Investement related -Yes;3251 S Sky Ranch Loop Palmer AK 99645; Insurance Agency; Administration;01/22/2025-Administration work for an insurance agent-Hours devoted during trading hours - 10: hours devted per month-10 hrs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-02 |
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