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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-03-19 |
| TX | RA | APPROVED | 2024-03-19 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 08/2017 | Present |
| Jpmorgan Securities Llc. | Greenwich | CT | 08/2017 | Present |
| Tulane University | New Orleans | LA | 08/2015 | 05/2017 |
| Sigalow Md Llc | Wilton | CT | 08/2024 | Present |
Entity Name: Sigalow MD LLC Investment related: No Address: N/A Nature of the other business: S-Corp Position/Title/Relationship: Owner/Partner Start Date: 08/07/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My wife is creating an s-corp (Sigalow MD LLC), to run her compensation through, as a child psychiatrist. I would be a manager on that entity so I can help my wife with administrative tasks. There are no employees of the entity, it is purely to receive compensation for my wife's work.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-17 |
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