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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-18
TX RA APPROVED 2023-07-18
  • CA RA
    APPROVED
    Since 2023-07-18
  • TX RA
    APPROVED
    Since 2023-07-18

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Los Angeles CA 08/2017 Present
J.P. Morgan Securities Llc Los Angeles CA 08/2017 Present
Unemployed Los Angeles CA 09/2016 07/2017
  • 08/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 08/2017 → Present
    Los Angeles, CA
  • 09/2016 → 07/2017
    Unemployed
    Los Angeles, CA
Other Businesses

Entity Name: Patrium, Inc. Investment related: No Address: Philadelphia, PA Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 02/11/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Patrium, Inc. is a technology company that provides digital note-taking services to nurses who provide home health care services. A typical nurse who provides home health care services spends almost as much time recording the notes of the patient visit as they do visiting patients. Patrium provides technology to allow nurses (with patient consent) to digitally record the appointment. The digital records are then sent to Patrium-employed nurses who transcribe the appointment into notes and send back to the home healthcare nurse for review and submission. Outsourcing the note-taking activity allows home health care nurses to see multiple more patients in a given day and dramatically increases their productivity. The nurses who are transcribing the notes are themselves licensed nurses and fully insured. agreement are convertible notes in which I would be investing.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-10
S63 Uniform Securities Agent State Law Examination 2017-09-12
  • S65 Uniform Investment Adviser Law Examination
    2023-08-10
  • S63 Uniform Securities Agent State Law Examination
    2017-09-12
Designations
Other Names
  • Michael Benjamin Graham

View on SEC IAPD

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