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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

2 Summit Park Dr Suite 215, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Mayfield Heights, OH 06/2017 11/2024
On Line Interpreters, Inc Monterey CA 07/2017 04/2018
Hr Block Kansas City KS 10/2004 04/2018
Simpson Strong-Tie Baltimore MD 04/2015 09/2016
Unemployed Baltimore MD 10/2016 06/2017
New Life Language Llc Brecksville OH 09/2016 Present
Prudential Insurance Company Of America Mayfield Height OH 10/2017 Present
H&R Block Kansas City KS 10/2018 Present
Lpl Enterprise, Llc Independence OH 11/2024 Present
  • 06/2017 → 11/2024
    Mayfield Heights,, OH
  • 07/2017 → 04/2018
    On Line Interpreters, Inc
    Monterey, CA
  • 10/2004 → 04/2018
    Hr Block
    Kansas City, KS
  • 04/2015 → 09/2016
    Simpson Strong-Tie
    Baltimore, MD
  • 10/2016 → 06/2017
    Unemployed
    Baltimore, MD
  • 09/2016 → Present
    New Life Language Llc
    Brecksville, OH
  • 10/2017 → Present
    Prudential Insurance Company Of America
    Mayfield Height, OH
  • 10/2018 → Present
    H&R Block
    Kansas City, KS
  • 11/2024 → Present
    Independence, OH
Previous Registrations
Other Businesses

New Life Language, LLC~7189 West Cross Creek, Brecksville, OH 44141~Interpretation~N~Interpreter~9/2016~0 hrs/mo~0 trading hrs/mo GENERAL HEALTH CARE POSITION: SALES AGENT NATURE: Healthcare and Social Assistance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2019 ADDRESS: 7189 WEST CROSS CREEK, BRECKSVILLE OH 44141, United States DESCRIPTION: ASSIST MY CLIENTS IN CHOOSING A SUITABLE HEALTH INSURANCE PLAN. H&R BLOCK POSITION: MASTER TAX ADVISOR NATURE: TAX PREPARATION INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 8011, BROADVIEW RD OH 44147, United States DESCRIPTION: PREPARE TAXES IN COMPLIANCE WITH IRS LAW & REGULATIONS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-08-31
  • S63 Uniform Securities Agent State Law Examination
    2019-08-31
Other Names
  • Ai Thuy Vang
  • Thuy Ai Vang Nguyen
  • Ai Thuy Vang Nguyen
  • Thuy Ai Vang Nguyen
  • Ai Thuy Vang Nguyen
  • Ai T Nguyen

View on SEC IAPD

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