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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-05 |
| FL | RA | APPROVED | 2026-01-26 |
Branch Locations
1 S School Avenue Suite 402, Sarasota, FL 34231 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc | San Diego | CA | 08/2017 | 09/2020 |
| Ymca Of The Rockies - Snow Mountain Ranch | Granby | CO | 05/2017 | 08/2017 |
| Bistro 2110 At The Blackwell Inn And Conference Center | Columbus | OH | 09/2016 | 05/2017 |
| The Ohio State University | Columbus | OH | 08/2015 | 05/2017 |
| Commonwealth Financial Network | Waltham | MA | 09/2020 | 01/2024 |
| Commonwealth Financial Network | Waltham | MA | 01/2024 | 01/2026 |
| Kestra Investment Services, Llc | Sarasota | FL | 01/2026 | Present |
| Kestra Advisory Services, Llc | Sarasota | FL | 01/2026 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/20/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: FREEMAN FINANCIAL, INC POSITION: Vice President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/20/2026 ADDRESS: 1 South School Ave, Suite 402, Sarasota FL 34237, United States DESCRIPTION: I am the Vice President or Freeman Financial, Inc. and I assist James Freeman, the president in filing according to state requirements.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-18 |
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