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Pleasant Grove, UT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-07 |
| UT | RA | APPROVED | 2021-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Salt Lake City | UT | 08/2017 | 04/2019 |
| Deliberate Dynamics Inc. | South Salt Lake | UT | 08/2014 | 07/2017 |
| Veritude | Salt Lake City | UT | 05/2017 | 08/2017 |
| Sidewinder Industries Llc | Orem | UT | 05/2015 | 12/2023 |
| Dfpg Investments, Inc | Sandy | UT | 04/2019 | 12/2020 |
| Focal Point Financial Planning, Llc | Peasant Grove | UT | 10/2020 | Present |
1) Estate Planning Team, Non Investment Related, 45110 Club Drive, Indian Wells, CA 92210, Marketing of Deferred Sales Trust, Advisor, Start Date 06/01/2021 5 hours per month, Duties: Prospecting for Estate and Tax Planning Clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-28 |
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