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Juan Carlos Baca

Bbva Global Wealth Advisors, Inc.

Miami, FL

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Current Employers
Bbva Global Wealth Advisors, Inc.

501 Brickell Key Drive Suite 601, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-26
TX RA APPROVED 2024-10-18
  • FL RA
    APPROVED
    Since 2024-11-26
  • TX RA
    APPROVED
    Since 2024-10-18

Branch Locations

501 Brickell Key Drive Suite 601, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 07/2017 09/2021
Tostadores Y Molinos De Cafe Combate Chihuahua 06/2012 07/2017
Bbva Securities Inc. El Paso TX 04/2019 09/2021
Anthony Pecan Co Anthony NM 02/2017 07/2017
Pnc Investments El Paso TX 09/2021 11/2023
Insigneo Securities Llc Houston TX 12/2023 01/2024
Bbva Global Wealth Advisors, Inc. Miami FL 01/2024 Present
  • 07/2017 → 09/2021
    Compass Bank
    Birmingham, AL
  • 06/2012 → 07/2017
    Tostadores Y Molinos De Cafe Combate
    Chihuahua
  • 04/2019 → 09/2021
    Bbva Securities Inc.
    El Paso, TX
  • 02/2017 → 07/2017
    Anthony Pecan Co
    Anthony, NM
  • 09/2021 → 11/2023
    Pnc Investments
    El Paso, TX
  • 12/2023 → 01/2024
    Insigneo Securities Llc
    Houston, TX
  • 01/2024 → Present
    Miami, FL
Other Businesses

Diaz Coffee Distribution LLC; not investment related; el paso tx; semi-trucks owner who rents equipment for a commission; co-owner; -3/2023; 0 hrs per month. BBVA Global Wealth Insurance, Inc; Not investment related; 1980 Post Oak Blvd, Floor 10, Houston, TX 77056; Insurance Agency; Insurance Agent; Refer clients to the Insurance Agency and receive referral fees; 09/2025; 8 hours per month; 2 hours during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-10
S63 Uniform Securities Agent State Law Examination 2023-05-25
  • S65 Uniform Investment Adviser Law Examination
    2024-04-10
  • S63 Uniform Securities Agent State Law Examination
    2023-05-25
Other Names
  • Juan Carlos Baca Diaz
  • Juan Carlos Baca
  • Juan C Baca

View on SEC IAPD

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