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Benjamin Ian Stein

Ima Advisory Services, Inc.

Denver, CO

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Current Employers
Ima Advisory Services, Inc.

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-17
CO RA APPROVED 2022-09-20
TX RA APPROVED_RES 2022-09-19
  • CA RA
    APPROVED
    Since 2025-01-17
  • CO RA
    APPROVED
    Since 2022-09-20
  • TX RA
    APPROVED_RES
    Since 2022-09-19

Branch Locations

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Wealth Management Wayland MA 06/2017 08/2017
Brandeis University Waltham MA 09/2013 07/2017
Unemployed Keene NH 08/2017 10/2017
Axa Advisors, Llc. New York NY 10/2017 05/2018
Boston Wealth Management Wayland MA 09/2018 08/2022
Unemployed Orleans MA 05/2018 09/2018
Royal Alliance Wayland MA 03/2019 08/2022
Ima Advisory Services, Inc. Denver CO 09/2022 Present
  • 06/2017 → 08/2017
    Boston Wealth Management
    Wayland, MA
  • 09/2013 → 07/2017
    Brandeis University
    Waltham, MA
  • 08/2017 → 10/2017
    Unemployed
    Keene, NH
  • 10/2017 → 05/2018
    Axa Advisors, Llc.
    New York, NY
  • 09/2018 → 08/2022
    Boston Wealth Management
    Wayland, MA
  • 05/2018 → 09/2018
    Unemployed
    Orleans, MA
  • 03/2019 → 08/2022
    Royal Alliance
    Wayland, MA
  • 09/2022 → Present
    Ima Advisory Services, Inc.
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-08
  • S66 Uniform Combined State Law Examination
    2017-11-08
Other Names
  • Ben Stein
  • Benjamin Stein
  • Benjamin Ian Stein

View on SEC IAPD

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