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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-13
  • AZ RA
    APPROVED
    Since 2026-01-13

Branch Locations

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

5160 W Baseline Rd, Laveen, AZ 85339 • United States

2010 W Baseline Rd, Phoenix, AZ 85041 • United States

4501 S Central Ave, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Lincoln NE 06/2014 02/2021
Wells Fargo Clearing Services Llc Lincoln NE 08/2017 02/2021
Charles Schwab & Co., Inc. Phoenix AZ 02/2021 07/2021
Wells Fargo Clearing Services, Llc Phoenix AZ 08/2021 06/2024
Wells Fargo Bank, Na Phoenix AZ 07/2021 06/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 06/2024 11/2024
Bank Of America, N.A. Chandler AZ 07/2024 11/2024
Wells Fargo Clearing Services, Llc Chandler AZ 11/2024 09/2025
Wells Fargo Bank, Na Chandler AZ 11/2024 09/2025
Big Crazy Ape Entertainment Llc Phoenix AZ 10/2018 Present
Wells Fargo Clearing Services, Llc Scottsdale AZ 01/2026 Present
Previous Registrations
Other Businesses

BIG CRAZY APE ENTERTAINMENT, LLC; NOT INVESTMENT RELATED; PHOENIX, AZ; VIDEO GAME LIVE STREAMING; 100% OWNER; 11/21/2018; 10 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; VIDEO GAME AND COMMENTARY LIVE STREAMING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-04
S63 Uniform Securities Agent State Law Examination 2017-11-09
  • S65 Uniform Investment Adviser Law Examination
    2017-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09
Other Names
  • Efrain Alfonso Gomez
  • Efrain A Gomez
  • Efrain Gomez

View on SEC IAPD

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