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4 World Trade Center, Suite 2908, New York, NY 10007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-24 |
| TX | RA | APPROVED | 2024-05-24 |
Branch Locations
4 World Trade Center, Suite 2908, New York, NY 10007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Securities, Llc | New York | NY | 09/2017 | 03/2020 |
| Ey Llp | New York | NY | 09/2016 | 08/2017 |
| H.C. Wainwright & Co., Llc | New York | NY | 05/2020 | 10/2020 |
| Schuman Cheese | Fairfield | NJ | 11/2020 | 11/2021 |
| Mizuho Securities Usa Llc | New York | NY | 11/2021 | 06/2023 |
| Goalvest Advisory Llc | New York | NY | 07/2023 | Present |
| Goalvest Advisory | New York | NY | 07/2023 | Present |
| Student | State College | PA | 07/2013 | 09/2016 |
| First Liberties Financial | Tampa | FL | 07/2025 | Present |
| Khk And Partners | Dubai | 04/2025 | Present |
GoalVest Advisory LLC: 4 World Trade Center, Suite 2908 New York, NY 10006. Managing Partner. Investment Related; GoalVest Venture Capital invests across the tech and consumer VC/Growth Equity landscape. Star date 07/01/2023. Approximately 160hrs/month during trading hours. Start Date 07/2023. KHK and Partners: DIFC, EFT - South Tower, Level 20, Office 2002, P.O. Box 507046, Dubai, UAE. Investment Consultant. Investment Related; sourcing, diligence and execution of private market investments. Approximately 160hrs/month during trading hours. Start Date 04/2025. Alervio: Remote at 776 6th Avenue Apt 9i New York, NY 10001, Advisory Board Member, non-investment related. Compensattion includes advisory shares. No ownership. Approximately 2hrs/month outside business hours. Start Date: 05/01/2025 Thirdbase VC; investment related; W3/1 Sainik Farms, Delihi, India, 110062; private markets investment board; advisor; 09/01/2026; 10 hours/month; 5 hr during trading; sits on advisory board
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-16 |
| S65 | Uniform Investment Adviser Law Examination | 2024-05-24 |
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