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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-03 |
Branch Locations
2464 S Kirkwood Rd, Houston, TX 77077 • United States
4906 San Felipe St, Houston, TX 77056 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gregory Martinez | Houston | TX | 05/2015 | 11/2017 |
| Axa Advisors, Llc | New York | NY | 09/2017 | 09/2018 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 09/2018 | 06/2021 |
| J.P. Morgan Securites Llc | Houston | TX | 09/2018 | 06/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 06/2021 | 02/2024 |
| Bank Of America, N.A. | Houston | TX | 06/2021 | 02/2024 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 06/2024 | Present |
| Unemployed | Houston | TX | 02/2024 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-15 |
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