Best Investors Account Sign in

Luke Christopher Brown

LPl Enterprise, LLC

Warrington, PA

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ranstadt Atlanta GA 08/2017 05/2019
The Vanguard Group, Inc. Malvern PA 05/2019 06/2021
Penn State University State College PA 08/2015 05/2017
Pruco Securities Llc Warrington PA 07/2022 11/2024
First Financial King Of Prussia PA 10/2021 07/2022
Unemployed Norristown PA 06/2021 10/2021
Unemployed Montrose PA 05/2017 08/2017
The Prudential Insurance Company Of America Warrington PA 02/2023 Present
Lpl Enterprise, Llc Warrington PA 11/2024 Present
  • 08/2017 → 05/2019
    Ranstadt
    Atlanta, GA
  • 05/2019 → 06/2021
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2015 → 05/2017
    Penn State University
    State College, PA
  • 07/2022 → 11/2024
    Pruco Securities Llc
    Warrington, PA
  • 10/2021 → 07/2022
    First Financial
    King Of Prussia, PA
  • 06/2021 → 10/2021
    Unemployed
    Norristown, PA
  • 05/2017 → 08/2017
    Unemployed
    Montrose, PA
  • 02/2023 → Present
    The Prudential Insurance Company Of America
    Warrington, PA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Warrington, PA
Previous Registrations
Other Businesses

1) 08/20/2025-Uber-Driver-Not inv related-At San Francisco, CA-Start date 08/20/2025-20hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
S63 Uniform Securities Agent State Law Examination 2019-06-11
  • S66 Uniform Combined State Law Examination
    2023-01-06
  • S63 Uniform Securities Agent State Law Examination
    2019-06-11
Other Names
  • Luke Brown
  • Luke Christopher Brown

View on SEC IAPD

More in Warrington, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor