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Dena J Guthrie

Robert W. Baird & Co. Incorporated

Mequon, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-02-14
  • WI RA
    APPROVED
    Since 2022-02-14

Branch Locations

12075 N. Corporate Parkway Suite 200, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Mequon WI 03/2018 Present
Concordia University Wisconsin Mequon WI 08/2014 12/2018
Port Washington High School Port Washington WI 03/2016 05/2017
Baskin Robbins Bloomingdale IL 06/2015 01/2017
Concordia University Wisconsin Mequon WI 09/2014 11/2017
  • 03/2018 → Present
    Robert W. Baird
    Mequon, WI
  • 08/2014 → 12/2018
    Concordia University Wisconsin
    Mequon, WI
  • 03/2016 → 05/2017
    Port Washington High School
    Port Washington, WI
  • 06/2015 → 01/2017
    Baskin Robbins
    Bloomingdale, IL
  • 09/2014 → 11/2017
    Concordia University Wisconsin
    Mequon, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-14
S63 Uniform Securities Agent State Law Examination 2020-10-02
  • S66 Uniform Combined State Law Examination
    2022-02-14
  • S63 Uniform Securities Agent State Law Examination
    2020-10-02
Other Names
  • Dena Jeanette Guthrie

View on SEC IAPD

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