Inactive

Carolyn Ann Pratt

Guided Wealth, LLC

Claim This Profile

Current Employers

Guided Wealth, Llc

Dartmouth, MA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-06

TX RA
APPROVED

Since 2026-01-06

Branch Locations

Dartmouth, MA • United States

Lantana, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Strategic Wealth Partners	Addison	TX	08/2017	11/2022
University Of Connecticut	Storrs	CT	09/2013	05/2017
Lincoln Financial Advisors Corporation	Plano	TX	06/2021	04/2024
Lpl Financial Llc	Plano	TX	04/2024	12/2024
Nylife Securities, Llc	Dartmouth	MA	04/2025	01/2026
Guided Wealth, Llc	Dartmouth	MA	01/2026	Present
Unemployed	N/A	XX	01/2025	03/2025

08/2017 → 11/2022

Strategic Wealth Partners

Addison, TX
09/2013 → 05/2017

University Of Connecticut

Storrs, CT
06/2021 → 04/2024

Lincoln Financial Advisors Corporation

Plano, TX
04/2024 → 12/2024

Lpl Financial Llc

Plano, TX
04/2025 → 01/2026

Nylife Securities, Llc

Dartmouth, MA
01/2026 → Present

Guided Wealth, Llc

Dartmouth, MA
01/2025 → 03/2025

Unemployed

N/A, XX

Previous Registrations

2024-04-24 → 2024-12-23

Lpl Financial Llc

San Diego, CA

Plano, TX

Plano, TX
2023-08-28 → 2024-04-24

Osaic Fa, Inc.

Addison, TX

Addison, TX

Plano, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-11

S66 Uniform Combined State Law Examination

2022-03-11

Other Names

Carrie Polomsky
Carolyn Ann Polomsky
Carolyn Ann Pratt
Carrie Pratt
Carolyn Pratt

View on SEC IAPD

More in Dartmouth, MA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor