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Tessa Schiffers

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-20
IL RA APPROVED 2024-08-19
  • TX RA
    APPROVED_RES
    Since 2024-08-20
  • IL RA
    APPROVED
    Since 2024-08-19

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 08/2017 07/2024
Q1 Productions Chicago IL 03/2017 08/2017
Northwestern Mutual Chicago IL 07/2016 01/2017
Depaul University Chicago IL 09/2013 06/2017
Charles Schwab Bank, Ssb Chicago IL 03/2020 07/2024
Jpmorgan Chase Bank, N.A. Chicago IL 08/2024 Present
J.P. Morgan Securities Llc Chicago IL 08/2024 Present
  • 08/2017 → 07/2024
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 03/2017 → 08/2017
    Q1 Productions
    Chicago, IL
  • 07/2016 → 01/2017
    Northwestern Mutual
    Chicago, IL
  • 09/2013 → 06/2017
    Depaul University
    Chicago, IL
  • 03/2020 → 07/2024
    Charles Schwab Bank, Ssb
    Chicago, IL
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 08/2024 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-04
S63 Uniform Securities Agent State Law Examination 2018-04-06
  • S66 Uniform Combined State Law Examination
    2021-11-04
  • S63 Uniform Securities Agent State Law Examination
    2018-04-06
Other Names
  • Tessa Schiffers
  • Tessa Maria Schiffers

View on SEC IAPD

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