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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Home Mortgage | Fort Mill | SC | 10/2012 | 12/2017 |
| Axa Advisors, Llc | New York | NY | 02/2018 | 05/2019 |
| Wells Fargo Bank, Na | Charlotte | NC | 05/2019 | 06/2024 |
| Wells Fargo Clearing Service, Llc | Charlotte | NC | 05/2019 | 06/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 07/2024 | 12/2025 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 07/2024 | Present |
| Key Investment Services, Llc | Brooklyn | OH | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-02 |
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