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Andrew Hilario Castaneda

Wells Fargo Clearing Services, LLC

Encino, CA

Studio City, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-29
  • CA RA
    APPROVED
    Since 2020-10-29

Branch Locations

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

12251 Ventura Blvd, Studio City, CA 91604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Huntington Beach CA 05/2016 Present
Wells Fargo Clearing Services, Llc Huntington Beach CA 08/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-29
S63 Uniform Securities Agent State Law Examination 2017-11-09
  • S66 Uniform Combined State Law Examination
    2020-10-29
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09
Other Names
  • Andrew Castaneda

View on SEC IAPD

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