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13400 Sabre Springs Parkway Ste. 170, San Diego, CA 92128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-07-14 |
| CA | RA | APPROVED | 2019-12-03 |
Branch Locations
13400 Sabre Springs Parkway Ste. 170, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Arizona University | Flagstaff | AZ | 08/2015 | 05/2017 |
| Western Financial Corporation | San Diego | CA | 07/2017 | 01/2023 |
| Western Financial Corporation | San Diego | CA | 01/2023 | 07/2025 |
| Clearwater Analytics | Boise | ID | 04/2024 | 07/2025 |
| Western Financial Corporation | San Diego | CA | 07/2025 | Present |
| Ycharts, Inc. | Chicago | IL | 12/2022 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-10 |
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