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Miles Daniel Matheson

Mesirow Financial Investment Management, Inc.

Littleton, CO

Chicago, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-10-07
IL RA APPROVED 2019-06-13
  • CO RA
    APPROVED
    Since 2021-10-07
  • IL RA
    APPROVED
    Since 2019-06-13

Branch Locations

Littleton, CO • United States

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Chicago IL 08/2017 Present
Northern Trust Hedge Fund Services Chicago IL 11/2014 08/2017
  • 08/2017 → Present
    Mesirow Financial, Inc.
    Chicago, IL
  • 11/2014 → 08/2017
    Northern Trust Hedge Fund Services
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-05
  • S66 Uniform Combined State Law Examination
    2019-06-05

View on SEC IAPD

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