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Inactive

Kristen Rebecca Oziemkowski

The Mather Group, LLC

Chicago, IL

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Current Employers
The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-09-09
  • IL RA
    APPROVED
    Since 2017-09-09

Branch Locations

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mather Group, Llc Chicago IL 04/2017 04/2019
Bank Of America - Merrill Lynch Chicago IL 06/2008 04/2017
The Mather Group, Llc Chicago IL 04/2019 01/2021
The Mather Group, Llc Chicago IL 01/2021 01/2022
The Mather Group, Llc Chicago IL 01/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-09
  • S65 Uniform Investment Adviser Law Examination
    2017-09-09
Other Names
  • Kristen Rebecca Oziemlowski

View on SEC IAPD

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