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Charles Raymond Thomas

Cetera Investment Advisers LLC

Cabot, AR

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-12-21
  • AR RA
    APPROVED
    Since 2020-12-21

Branch Locations

106 South Second St, Cabot, AR 72023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2017 09/2020
Sunovion Pharmaceuticals Marlborough MA 10/2012 07/2017
Regions Bank Cabot AR 12/2020 Present
Cetera Investment Advisers Llc Cabot AR 12/2020 Present
Cetera Investment Services Llc St. Cloud MN 12/2020 Present
  • 08/2017 → 09/2020
    Edward Jones
    St Louis, MO
  • 10/2012 → 07/2017
    Sunovion Pharmaceuticals
    Marlborough, MA
  • 12/2020 → Present
    Regions Bank
    Cabot, AR
  • 12/2020 → Present
    Cetera Investment Advisers Llc
    Cabot, AR
  • 12/2020 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2017-10-02 → 2020-09-30
    Edward Jones
    Jacksonville, AR
    St Louis, MO
    Jacksonville, AR
    Jacksonville, AR
    St Louis, MO
    Jacksonville, AR
Other Businesses

1. THOMAS GOLDENS, BREEDING AND SELLING OF GOLDEN DOODLES & ENGLISH CREAM GOLDEN RETRIEVERS 2. THE DADBODZ, LIVE MUSIC, 25% OWNER, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-30
  • S66 Uniform Combined State Law Examination
    2017-09-30
Other Names
  • Chuck Thomas

View on SEC IAPD

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KENNETH C. KINCADE
JUSTIN KAMINSKI
Seth G Haile
David Hill
Christopher Wayne Staten
Robert Scott
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Other Offices

PALADIN INVESTMENT ADVISORS · CABOT, AR
EDWARD JONES · CABOT, AR
EDWARD JONES · Cabot, AR
EDWARD JONES · Cabot, AR
EDWARD JONES · CABOT, AR
LINCOLN INVESTMENT · CABOT, AR
LPL FINANCIAL LLC · CABOT, AR
AMERIPRISE FINANCIAL SERVICES, LLC · Cabot, AR

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