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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-04-27 |
| TX | RA | APPROVED | 2026-04-24 |
Branch Locations
3625 Cumberland Blvd Se Ste 1000, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delta Dental Of Rhode Island | Providence | RI | 01/2012 | 09/2017 |
| Associated Investor Services, Inc | Fort Lauderdale | FL | 09/2017 | 06/2025 |
| Investacorp Inc | Miami | FL | 10/2017 | 07/2020 |
| Securities America, Inc. | Ft. Lauderdale | FL | 07/2020 | 06/2024 |
| Securities America Advisors | Fort Lauderdale | FL | 07/2022 | 06/2024 |
| Osaic Wealth, Inc. | Ft. Lauderdale | FL | 06/2024 | 06/2025 |
| Osaic Wealth, Inc. | Ft. Lauderdale | FL | 06/2024 | 06/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | 04/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2025 | 04/2026 |
| Principal Life Insurance Company | Atlanta | GA | 03/2026 | Present |
| Principal Securities, Inc. | Atlanta | GA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-21 |
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