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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-05 |
| IN | RA | APPROVED | 2022-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fort Wayne Metals | Fort Wayne | IN | 07/2013 | 05/2021 |
| College Student/Pfw | Fort Wayne | IN | 08/2011 | 01/2021 |
| Lpl Financial, Llc | Fort Wayne | IN | 06/2021 | Present |
1. 12/03/2021 - THE FOUNDERS ADVISORS LLP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ FORT WAYNE, IN 2. 12/03/2021 - ASH BROKERAGE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ FORT WAYNE, IN 3. 07/11/2022 - The Founders Advisors LLP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/17/2022 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-17 |
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