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Arvada, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-03 |
| CA | RA | APPROVED | 2026-06-16 |
| IL | RA | APPROVED | 2026-06-16 |
| MI | RA | APPROVED | 2026-06-16 |
| TX | RA | APPROVED | 2026-06-16 |
| WI | RA | APPROVED | 2026-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Mutual | Brookfield | WI | 08/2014 | 05/2018 |
| Gwfs Equities | West Allis | WI | 05/2018 | 03/2024 |
| Fidelity Investments | Brookfield | WI | 04/2024 | 06/2026 |
| Lpl Financial Llc | Brookfield | WI | 09/2017 | 02/2018 |
| Fidelity Investments | Boston | MA | 03/2025 | 06/2026 |
| Q3 Advisors, Llc | Boulder | CO | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-03 |
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