Steven Charles Dengler

Current Employers

Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2018-04-06

MD RA
APPROVED

Since 2018-04-06

Branch Locations

9515 Deereco Road Suite 905 , Timonium, MD 21093 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mariner Finance Llc	Baltimore	MD	09/2016	07/2017
Kestra Investment Services, Llc	Towson	MD	07/2017	Present
Unemployed	Baltimore	MD	05/2016	09/2016
Kestra Advisory Services, Llc	Towson	MD	04/2018	Present

09/2016 → 07/2017

Mariner Finance Llc

Baltimore, MD
07/2017 → Present

Kestra Investment Services, Llc

Towson, MD
05/2016 → 09/2016

Unemployed

Baltimore, MD
04/2018 → Present

Kestra Advisory Services, Llc

Towson, MD

Other Businesses

Business Name: Mosaic Asset Partners, LLC Inv Rel: Yes Address: 1122 Kenilworth Dr Towson MD 21204 NOB: Registered Field Assistant Position: Client Relationship Manager Start Date: 7/24/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Back office, Processing Business Name: CECIL COMMUNITY COLLEGE INSTRUCTOR POSI: Non-credit instructor NOB: Education INV REL: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 1 Seahawk Dr, North East MD 21901 DESCRIPTION: Educating students

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-29

S66 Uniform Combined State Law Examination

2018-03-29

Designations

View on SEC IAPD