William Thomas Breaux

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2021-02-08
MS	RA	APPROVED	2021-02-08
TX	RA	APPROVED_RES	2021-02-08
LA	RA	APPROVED	2018-06-25

AR RA
APPROVED

Since 2021-02-08
MS RA
APPROVED

Since 2021-02-08
TX RA
APPROVED_RES

Since 2021-02-08
LA RA
APPROVED

Since 2018-06-25

Branch Locations

7591 Fern Ave. Suite 1402, Shreveport, LA 71105 • United States

Monroe, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lambright Sports And Wellness Center	Ruston	LA	08/2015	05/2017
Loftin, Cain, & Leblanc Llc	Lake Charles	LA	06/2016	09/2016
Louisiana Tech University	Ruston	LA	05/2017	08/2017
Valic Financial Advisors, Inc.	Baton Rouge	LA	08/2017	Present
Agia	Houston	TX	12/2022	Present

08/2015 → 05/2017

Lambright Sports And Wellness Center

Ruston, LA
06/2016 → 09/2016

Loftin, Cain, & Leblanc Llc

Lake Charles, LA
05/2017 → 08/2017

Louisiana Tech University

Ruston, LA
08/2017 → Present

Valic Financial Advisors, Inc.

Baton Rouge, LA
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-06-05
S65	Uniform Investment Adviser Law Examination	2018-06-19

S63 Uniform Securities Agent State Law Examination

2021-06-05
S65 Uniform Investment Adviser Law Examination

2018-06-19

Other Names

William Breaux

View on SEC IAPD