Jay Nicholls

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-12-10

MA RA
APPROVED

Since 2024-12-10

Branch Locations

255 State Street 6Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bny Mellon	Boston	MA	06/2015	05/2017
Boston Financial Management	Boston	MA	06/2017	11/2024
Capfinancial Partners Llc (Captrust)	Raleigh	NC	11/2024	Present

06/2015 → 05/2017

Bny Mellon

Boston, MA
06/2017 → 11/2024

Boston Financial Management

Boston, MA
11/2024 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC

Previous Registrations

2017-09-06 → 2025-10-03

Boston Financial Management Llc

Boston, MA

Other Businesses

Name: Jay Nicholls; Address: private residence; Investment-Related: No; Nature: rental property; Position/Title: Owner; Start: 06/01/2024; Hours/Month: 5; Hours during Market Hours: 0; Duties: Maintain real estate

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-25

S65 Uniform Investment Adviser Law Examination

2017-08-25

Designations

View on SEC IAPD

Current Employers

Captrust

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews