Robert Shawn Rogers

Current Employers

Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2019-09-17
GA	RA	APPROVED	2018-10-05

TN RA
APPROVED

Since 2019-09-17
GA RA
APPROVED

Since 2018-10-05

Branch Locations

Chickamauga, GA • United States

620 Cherokee Blvd. Suite 208, Chattanooga, TN 37405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company D/B/A Capital Financial Grp	Chattanooga	TN	01/2017	09/2018
Mml Investors Services	Chattanooga	TN	10/2017	09/2018
Smartbank	Chattanooga	TN	11/2011	12/2016
Retirement Wealth Advisors, Inc.	Chickamauga	GA	10/2018	Present
Commercial Credit Group	Charlotte	NC	09/2018	Present
Robert S. Rogers	Chickamauga	GA	10/2016	Present
Bdr Insurance, Llc	Chattanooga	TN	03/2017	Present
Brown Dog Book Co, Llc	Chickamauga	GA	06/2017	Present

01/2017 → 09/2018

Mass Mutual Life Insurance Company D/B/A Capital Financial Grp

Chattanooga, TN
10/2017 → 09/2018

Mml Investors Services

Chattanooga, TN
11/2011 → 12/2016

Smartbank

Chattanooga, TN
10/2018 → Present

Retirement Wealth Advisors, Inc.

Chickamauga, GA
09/2018 → Present

Commercial Credit Group

Charlotte, NC
10/2016 → Present

Robert S. Rogers

Chickamauga, GA
03/2017 → Present

Bdr Insurance, Llc

Chattanooga, TN
06/2017 → Present

Brown Dog Book Co, Llc

Chickamauga, GA

Other Businesses

(1) Robert S. Rogers, Investment Related, 366 Hidden Lks Chickamauga, GA. 30707 Nature: Sales insurance, annuities, life, and long-term care. Position: Sales Start date: 10/2016 No. HR/MO: 80 No. HR/MO during sec trading: 60 (2) BDR Insurance, LLC Investment Related, 7213 Noah Reid Rd Ste 102, Chattanooga, TN 37421. .Insurance, owner, 03/2017; less than one hour per month during trading hours or otherwise, Property and Casualty Entity in which referral fees are paid into from other property and casualty firms; Shawn's role is Life and Health, not P&C (3) Brown Dog Book Co, LLC, not investment related 959 Meadow Dr Chickamauga, GA 30707, wholesale book selling, member, 06/2017, less than one hour per month during trading hours or otherwise., help review the accounting books for Ricky Wilson and he made Shawn a member. This company is a wholesale book business buying recycled books from schools and selling them (4) One Four Properties, LLC, Not investment related. 366 Hidden Lks. Chickamaugo, GA 30707. Member. Residential real estate holding company with his wife. Started December 2024. About 2 hours a month. Not being compensated. (5) Eco Tire Solutions, LLC; not investment related; 123 Industrial Road, Hartwell, GA 30643; Member / owner 35%; August 2026; 4 hours per month; A fire recycling company which shreds tires and sells the aggregate.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-26

S66 Uniform Combined State Law Examination

2018-07-26

Other Names

Robert Shawn Rogers
Shawn Rogers
Robert Shan Rogers

View on SEC IAPD