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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-09-23
  • GA RA
    APPROVED
    Since 2022-09-23

Branch Locations

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Monroe GA 08/2017 07/2020
Rafferty's Restaurant Athens GA 07/2013 01/2017
Liberty Tax Service Athens GA 01/2017 05/2017
Hamilton Investment Council Dacula GA 07/2020 05/2021
Hamilton Capital Partners, Llc Atlanta GA 05/2021 08/2022
Mml Investors Services, Llc Atlanta GA 09/2022 Present
Massmutual Life Insurance Co Atlanta GA 08/2022 Present
  • 08/2017 → 07/2020
    Monroe, GA
  • 07/2013 → 01/2017
    Rafferty's Restaurant
    Athens, GA
  • 01/2017 → 05/2017
    Liberty Tax Service
    Athens, GA
  • 07/2020 → 05/2021
    Hamilton Investment Council
    Dacula, GA
  • 05/2021 → 08/2022
    Atlanta, GA
  • 09/2022 → Present
    Atlanta, GA
  • 08/2022 → Present
    Massmutual Life Insurance Co
    Atlanta, GA
Previous Registrations
  • 2021-05-27 → 2022-08-26
    Atlanta, GA
  • 2020-07-22 → 2021-05-21
    Hamilton Investment Counsel, Llc
    Dacula, GA
  • 2017-10-10 → 2020-07-07
    Maryland Heights, MO
    Monroe, GA
    Social Circle, GA
    St Louis, MO
Other Businesses

(1) NAME: CAPSTONE WEALTH ADVISORS, LLC INV REL: Y ADD: 3550 LENOX RD., NE SUITE 1100, ATLANTA, GA 30326 NATURE: FINANCIAL SERVICES POSITION: FINANCIAL ADVISOR START DATE: 09/09/2024 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DUTIES: ATTRACT, RETAIN AND SERVICE CLIENTS WITH THEIR FINANCIAL SERVICES NEEDS - INSURANCE SERVICES, INVESTMENTS, FINANCIAL PLANNING. (2) NAME: PIEDMONT INSURANCE BROKERAGE, INV REL: Y, ADD: 6 CONCOURSE PKWY, SUITE 2700, ATLANTA, GA 30328, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 01/01/2025, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, LONG-TERM CARE, FIXED ANNUITIES. (3) NAME: MUTUAL WEALTH MANAGEMENT LLC, INV REL: N, ADD: AT RESIDENTIAL ADDRESS, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 01/01/2020, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-09-21
S66 Uniform Combined State Law Examination 2017-10-07
  • S63 Uniform Securities Agent State Law Examination
    2022-09-21
  • S66 Uniform Combined State Law Examination
    2017-10-07

View on SEC IAPD

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