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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-09-23 |
Branch Locations
6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Monroe | GA | 08/2017 | 07/2020 |
| Rafferty's Restaurant | Athens | GA | 07/2013 | 01/2017 |
| Liberty Tax Service | Athens | GA | 01/2017 | 05/2017 |
| Hamilton Investment Council | Dacula | GA | 07/2020 | 05/2021 |
| Hamilton Capital Partners, Llc | Atlanta | GA | 05/2021 | 08/2022 |
| Mml Investors Services, Llc | Atlanta | GA | 09/2022 | Present |
| Massmutual Life Insurance Co | Atlanta | GA | 08/2022 | Present |
(1) NAME: CAPSTONE WEALTH ADVISORS, LLC INV REL: Y ADD: 3550 LENOX RD., NE SUITE 1100, ATLANTA, GA 30326 NATURE: FINANCIAL SERVICES POSITION: FINANCIAL ADVISOR START DATE: 09/09/2024 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DUTIES: ATTRACT, RETAIN AND SERVICE CLIENTS WITH THEIR FINANCIAL SERVICES NEEDS - INSURANCE SERVICES, INVESTMENTS, FINANCIAL PLANNING. (2) NAME: PIEDMONT INSURANCE BROKERAGE, INV REL: Y, ADD: 6 CONCOURSE PKWY, SUITE 2700, ATLANTA, GA 30328, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 01/01/2025, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, LONG-TERM CARE, FIXED ANNUITIES. (3) NAME: MUTUAL WEALTH MANAGEMENT LLC, INV REL: N, ADD: AT RESIDENTIAL ADDRESS, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 01/01/2020, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-21 |
| S66 | Uniform Combined State Law Examination | 2017-10-07 |
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