Michael Mark Soriano

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-11-24

CA RA
APPROVED

Since 2021-11-24

Branch Locations

1403 Sartori Ave, Torrance, CA 90501 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Carson	CA	06/2014	Present
Wells Fargo Clearing Services Llc	Carson	CA	07/2017	Present
The Home Depot	Paramount	CA	06/2009	Present

06/2014 → Present

Wells Fargo Bank Na

Carson, CA
07/2017 → Present

Wells Fargo Clearing Services Llc

Carson, CA
06/2009 → Present

The Home Depot

Paramount, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, CARSON, CA, 100% OWNERSHIP WITH SPOUSE, START 1/15/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, ASSISTING WITH PHONE CALLS FOR PROPERTY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-23
S63	Uniform Securities Agent State Law Examination	2018-06-08

S66 Uniform Combined State Law Examination

2021-11-23
S63 Uniform Securities Agent State Law Examination

2018-06-08

Other Names

Michael Mark Soriano
Michael Soriano

View on SEC IAPD